Page 16 - OP DSD 2022 FINAL FINAL

ANNUAL OPERATIONAL PLAN 2022/2023

Outcome Output Activities Risk Descrip- Root causes Consequenc- IR Existing con- RI Risk Action Plans Action Action Action
tion es trols Owner Start Owner Due Date
Date
Functional, Develop- Consultation As a result of Delays in Late finali- High Regular en- Medi- Mr. A - Planned audit Dec Mr. A April
efficient and ment of a sessions the late final- finalisation sation and gagements with um Mudau projects for the 2022 – Mudau 2023
integrated three (3) with Branch isation of the and approval approval of the Risk Man- other years ad- 31 Mar
sector year rolling Heads, Risk Department’s of the DSD Risk the three (3) agement Unit, equately cover 2023
strategic Management Risk Assess- Assessment year strategic the Accounting and/or address
Internal Unit and Au- ment Report, Report internal audit Officer and the Depart-
Audit Plan dit Commit- there is a and coverage EXCO on the ment’s key risk
and Annual tee on the possibility that plan consequences areas;
Operational development the Internal of the delayed
Plan of a three (3) Audit Strategic risk assessment
year rolling Plan may be process.
strategic inadequate and
Internal will not cover
Audit Plan the key areas of
and Annual risk for the De-
Operational partment and/
Plan or inadequate
DSD risk iden-
tification which
may misguide/
misinform the
annual internal
audit coverage
plan.
Functional, Automa- Appointment Non-compli- Non-perfor- Non-compli- High - Revision of Medi- Mr. A - Development of April Mr. A March
efficient and tion of the of the Ser- ance with the mance of the ance with the the Internal um Mudau the Internal Au- 2022 – Mudau 2023
integrated Internal vice provider IIA Standards external quality Internal Audit Audit Meth- dit templates. March
sector Audit (IA) who will may compro- assurance re- Standards odology to be - Procurement of 2023
processes automate mise the quali- view/assess- (IIA) Stan- in line with the automated
the audit ty of IA work ment of the dards and the latest audit software
process internal audit subsequently Internal Audit - Training of staff
according to function non-com- Standards in the utilisation
DSD Internal pliance with (IIA). of the procured
Audit’s re- National - Training of audit software
quirements Treasury staff to fully - Implementation
and train regulation re- implement of the newly
the Internal quirements the internal developed IA
Audit staff audit meth- methodology
on the use of odology (manually).
the procured including
audit soft- on the job
ware training.

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